Market Surveillance Overview
Surveillance Actions
- Additional Surveillance Measure (ASM)
- Additional Surveillance Margin - Equity Derivatives Segment
- Calendar for Trade for Trade
- Daily review of Price Bands
- Deep Out-of-The Money (OTM) contracts
- Graded Surveillance Measure (GSM)
- Periodic Call Auction session for illiquid securities
- Periodic review of movement of securities to / from Trade for Trade
- Persistent Noise Creators
- Rumour Verification and Clarification in case of Spurt in Price / Volume
- Enhanced Surveillance Measure (ESM)
Guidelines for Trading Members
FAQ for Consolidated Penalty Structure.pdf
Consolidated list of Surveillance indicators (.xlsx)
Surveillance Dashboard
In order to facilitate effective surveillance mechanism at the Member level, the Exchange has introduced the Surveillance Dashboard. It aims to provide information about alerts on orders and trades which are abnormal in nature. Information on Dashboard Surveillance dashboard is mainly divided into 4 parts:
- Information Dashboard
- Alert / Monitoring Dashboard
- Exchange communication
- Transactional escalation from TM to the Exchange
Download Member Surveillance Dashboard FAQs (.pdf)
Member Surveillance Dashboard FAQs:
