Compliance Chronicles: Regulatory Insights & Best Practices

By the end of the program, participants will be able to:

• Apply their understanding of RBI guidelines to ensure compliance in day-to-day banking operations, risk management practices, and regulatory reporting requirements.
• Identify key regulatory requirements outlined by the RBI, such as those related to KYC norms, asset classification, provisioning norms, and AML measures.
• Build robust compliance frameworks and processes within their organizations, including designing effective risk assessment strategies, implementing internal controls, and fostering a culture of compliance among team members.
• Prioritize Sector Lending as per RBI Norms.

• Comprehensive understanding of RBI guidelines and regulations.
• Best practices for ensuring compliance in banking operations.
• Risk assessment and mitigation strategies.
• Awareness of emerging regulatory trends and changes.
• Establishment of robust governance and internal controls.
• Emphasis on ethical conduct and professionalism.
• Practical application through case studies and simulations.
• Encouragement of continuous learning and development.

• Compliance Officers and Managers
• Risk Management Professionals
• Legal and Regulatory Affairs Professionals
• Audit and Internal Control Teams
• Finance and Accounting Professionals
• Operations Managers
• Senior Management and Executives
• New Entrants and Trainees

• Enhanced understanding of RBI regulations.
• Improved compliance practices.
• Effective risk management strategies.
• Increased regulatory awareness.
• Strengthened governance and internal controls.
• Ethical conduct promotion.
• Practical application skills.
• Continuous learning and development opportunities.
• Compliance with industry standards.
• Reduced regulatory risk.